New England Law, 2015 J.D.
Boise State University, 2011 B.B.A. International Business, French Concentration
Certified Anti-Money Laundering Specialist (CAMS), 2021
Admitted to practice Massachusetts Bar, 2020
Compliance Director & Counsel
As the Compliance Director and Counsel for OpenView Mallory is focused on helping OpenView build out its compliance function as a newly registered investment advisor with the SEC.
OpenView is a group of kind, talented and genuine individuals that are all focused on improving the lives of working people. Together, as a team, we each play a part in doing just that. I’m proud to be a part of such an incredible group.
Prior to joining OV, Mallory served as a Compliance Officer and Counsel for Natixis Investment Managers, LLC’s global enterprise compliance program. Before Natixis IM, she was a Compliance Associate for Athena Capital Advisors, a registered investment adviser specializing in the management of assets for its HNW clients, foundations and endowments. Prior to Athena, Mallory started her compliance career at Sun Life Financial as an Investment Compliance Associate where she supported the compliance function for the SEC registered entity, Sun Life Investment Management.